Topics / Duties of a licensed broker

When must each broker file the triennial status report?

  1. January 1 of every third year after 1985
  2. February 1 of each third year after 1985
  3. March 1 of each year
  4. The third anniversary of the date the license was issued
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B. February 1 of each third year after 1985

The report is due on February 1 of each third year after 1985. A report received during the month of February is considered timely filed.

Source: 19 CFR 111.30(d)(1)

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