Topics / Duties of a licensed broker

A broker hires a new employee. Within what period must the broker submit the new employee's information?

  1. 10 calendar days of the start of employment
  2. 30 calendar days of the start of employment
  3. 90 calendar days of the start of employment
  4. Before the employee starts work
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B. 30 calendar days of the start of employment

Within 30 calendar days of the start of employment of a new employee, the broker must submit a list of the new employee with the required information.

Source: 19 CFR 111.28(b)(2)

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