Topics / Suspension and revocation by operation of law
The notice of charges in a broker disciplinary proceeding must inform the broker that the broker:
- Waives the right to a hearing by answering
- Must surrender the license within 10 days
- May be represented by counsel
- Must appear without counsel
Show the answer
C. May be represented by counsel
The notice states the broker may be represented by counsel and may cross-examine witnesses.
Source: 19 CFR 111.62(b)
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