Topics / Duties of a licensed broker

For how long must a broker retain the records described in 19 CFR Part 111, other than powers of attorney?

  1. At least 3 years after the date of entry
  2. At least 5 years after the date of liquidation
  3. At least 7 years after the date of entry
  4. At least 5 years after the date of entry
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D. At least 5 years after the date of entry

The records, other than powers of attorney, must be retained for at least 5 years after the date of entry.

Source: 19 CFR 111.23(b)

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