Topics / Broker licensing and the exam

An examinee receives notice of a failing grade. Within what period may the examinee file an appeal with the Broker Management Branch?

  1. 30 calendar days after the date of the notice
  2. 60 calendar days after the date of the notice
  3. 90 calendar days after the date of the examination
  4. 180 calendar days after the date of the notice
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B. 60 calendar days after the date of the notice

The appeal must be filed within 60 calendar days after the date of the written or electronic notice of the result. If the decision on appeal affirms the result, a request for review may be submitted within a further 60 calendar days.

Source: 19 CFR 111.13(f)

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